DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

James E Maulfair

Advisor at THE BALDWIN GROUP WEALTH ADVISORS, LLC

LEESBURG, VA | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd58c2bc-7d09-1aba-191c-d3fe71f8f314

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE BALDWIN GROUP WEALTH ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 11, 2005
First registration: Sep 25, 2006
Dual registered: yes, broker-dealer
Other names: JAMES E MAULFAIR|James Maulfair
IAPD individual key: 4903901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE BALDWIN GROUP WEALTH ADVISORS, LLC	Other adviser	Jan 22, 2025	n/a	yes	LEESBURG, VA\|TAMPA, FL	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 5, 2016	Jan 14, 2025	no	Seattle, WA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Aug 12, 2014	Sep 22, 2016	no	LEESBURG, VA\|AUSTIN, TX\|Leesburg, VA\|Seattle, WA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Nov 24, 2008	Aug 12, 2014	no	LEESBURG, VA\|SAN RAFAEL, CA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Sep 25, 2006	Nov 24, 2008	no	LEESBURG, VA\|LEESBURG, VA\|LEESBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	THE BALDWIN GROUP WEALTH ADVISORS, LLC	Jan 14, 2025	Jan 22, 2025	8	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	May 5, 2016	-140	Bulk transfer	Other
FINANCIAL TELESIS, INC.	NFP ADVISOR SERVICES, LLC	Aug 12, 2014	Aug 12, 2014	0	Firm change	Other
PRINCIPAL SECURITIES, INC.	FINANCIAL TELESIS, INC.	Nov 24, 2008	Nov 24, 2008	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:312284:WA:2025-01-14	Jan 14, 2025	Jan 22, 2025	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ THE BALDWIN GROUP WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 5, 2016 to Jan 14, 2025factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Aug 12, 2014 to Sep 22, 2016factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Nov 24, 2008 to Aug 12, 2014factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 25, 2006 to Nov 24, 2008factForm ADV

Dated events

Occurred
Jan 14, 2025
Advisor changed firm
James E Maulfair left Kestra Advisory Services, Llc for The Baldwin Group Wealth Advisors, Llc (registered 2025-01-22)
Form ADVobserved 4 days ago