DFX Intelligence

S•••••• M• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

S•••••• M• P••••

Advisor at S•••••••• W••••• A••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:bd5cc29d-2679-a514-3092-ae9f5ba8b8ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• A••••••• L••	Independent wealth	Jan 17, 2020	n/a	yes	HOUSTON, TX	Current employment
S•••••••• W••••• A••••••• L••	Independent wealth	Mar 22, 2018	Dec 31, 2019	no	HOUSTON, TX	Previous registration

Relationships

Registered with (1)

→ S•••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Mar 22, 2018 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd5cc29d-2679-a514-3092-ae9f5ba8b8ec
First observed: Mar 22, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.