DFX Intelligence

J•••• N••••• B•••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J•••• N••••• B•••••••• M•••••••

Advisor at H•••••••• A•••••••• L••

Dunedin, FL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd5df07d-86a9-2393-6ec7-36a18c79e705

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jul 30, 2026	n/a	yes	Dunedin, FL\|CHICAGO, IL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 5, 2020	Nov 30, 2022	no	ST. PETERSBURG, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	R•••••• J•••• • A••••••••• I•••	Nov 30, 2022	Feb 5, 2020	-1,029	Firm change after gap	Ibd to ibd
R•••••• J•••• • A••••••••• I•••	H•••••••• A•••••••• L••	Nov 30, 2022	Jul 30, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:149018:FL:2015-02-11	Feb 24, 2015	Mar 13, 2015	ST PETERSBURG, FL	Firm change

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 13, 2015 to Nov 30, 2022factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 5, 2020 to Nov 30, 2022factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd5df07d-86a9-2393-6ec7-36a18c79e705
First observed: May 31, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.