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Reading the graph
Advisor at TAYLOR & ASSOCIATES
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TAYLOR & ASSOCIATES | State registered | Oct 26, 2011 | n/a | yes | SANTA MONICA, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 20, 2002 | Oct 19, 2009 | no | NEWPORT BEACH, CA|Irvine, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | TAYLOR & ASSOCIATES | Oct 19, 2009 | Oct 26, 2011 | 737 | Firm change after gap | Other |