DFX Intelligence

L•••• E•••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant11 years in industry

L•••• E•••••••• W••••

Advisor at I••••••••• W••••• C••••••• L••

LAWRENCE, KS

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Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 12, 2016 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Sep 15, 2026	n/a	yes	LAWRENCE, KS	Current employment
K•••••• F•••••••• A••••••• S•••••••	Independent wealth	Jan 26, 2016	n/a	yes	MANHATTAN, KS	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• F•••••••• A••••••• S•••••••	I••••••••• W••••• C••••••• L••	Sep 15, 2026	Sep 15, 2026	0	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	K•••••• F•••••••• A••••••• S•••••••	Jul 1, 2025	Jan 26, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
142772:284656:KS:2026-09-15	Sep 15, 2026	Sep 15, 2026	MANHATTAN, KS	Firm change
149018:142772:KS:2025-07-01	Jul 1, 2025	Jan 26, 2016	MANHATTAN, KS	Firm change after gap

Relationships

Registered with (3)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Sep 15, 2026 to presentfactForm ADV
→ K•••••• F•••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 26, 2016 to Sep 15, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 12, 2016 to Jul 1, 2025factForm ADV

Dated events

Occurred
Sep 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 12, 2016
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.