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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

VIVIAN FENGI CHUAN SUN

Advisor at LPL FINANCIAL LLC

SAN RAMON, CA

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Search this name across graphsid dfx:ria:bd757f16-17cf-ab9b-819d-59d5cc8f1bff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 14, 1998
First registration: Jun 4, 2002
Dual registered: yes, broker-dealer
Other names: VIVIAN CHUANSUN|VIVAN CHUAN SUN|VIVIAN FENGI CHUANSUN
IAPD individual key: 3031907

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 29, 2023	n/a	yes	SAN RAMON, CA	Current employment
MORGAN STANLEY	Wirehouse	Jul 14, 2014	Sep 1, 2023	no	Pleasanton, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jul 14, 2014	no	SAN RAMON, CA\|SAN RAMON, CA\|WALNUT CREEK, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 17, 2007	Jan 3, 2011	no	SAN RAMON, CA\|SAN RAMON, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jun 4, 2002	Apr 26, 2007	no	DUBLIN, CA\|SAN RAMON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	LPL FINANCIAL LLC	Sep 1, 2023	Aug 29, 2023	-3	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MORGAN STANLEY	Jul 14, 2014	Jul 14, 2014	0	Firm change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CITICORP INVESTMENT SERVICES	WELLS FARGO INVESTMENTS, LLC	Apr 26, 2007	Apr 17, 2007	-9	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 29, 2023 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 14, 2014 to Sep 1, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jul 14, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 17, 2007 to Jan 3, 2011factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jun 4, 2002 to Apr 26, 2007factForm ADV

Dated events

Occurred
Sep 1, 2023
Advisor changed firm
Vivian Fengi Chuan Sun left Morgan Stanley for Lpl Financial Llc (registered 2023-08-29)
Form ADVobserved 6 days ago