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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WALL STREET FINANCIAL GROUP, INC.

CRD 289051

CARLINVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd85e719-7e42-b90c-002a-67af8f4f2a8e

Data as of Jan 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 30, 2024 to Jan 20, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $188MItem 5.F on the latest filing (2026-01-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $188M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $62.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,208
Individual clients: 379
High net worth clients: 46
SEC number: 801-130574
CRD: 289051
Filings on the tape: 7
First filed: May 30, 2024
Latest filed: Jan 20, 2026
Organised: Corporation, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
John Austin Zeidler	Certified Financial Planner\|Personal Financial Specialist	CARLINVILLE, IL	8	10	n/a	no
Brenden Brown	Certified Financial Planner	CARLINVILLE, IL	4	13	n/a	no
CARL WILLIAM ZEIDLER	Certified Financial Planner	CARLINVILLE, IL	0	39	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Zeidler, John, Austin	PRESIDENT AND CCO	E	yes	10/2024	Oct 31, 2024	Oct 31, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Edwardsville	IL	United States	2	no
Marion	IL	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 20, 2026	$188M	$188M	3	3	2	n/a	n/a
2024	Jan 8, 2025	$133M	$133M	3	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$188M	$133M	41.0%	n/a	n/a	3	3	2	2

Relationships

Registered with (5)

← CARL WILLIAM ZEIDLERAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Brenden BrownAdvisorregistration: current employment
Jun 29, 2022 to presentfactForm ADV
← John Austin ZeidlerAdvisorregistration: current employment
Jan 15, 2018 to presentfactForm ADV
← ZACHARY BLAKE GRAYAdvisorregistration: previous registration
Jul 27, 2017 to Apr 21, 2020factForm ADV
← Duke Michael SmithAdvisorregistration: previous registration
Jan 25, 2018 to Apr 21, 2020factForm ADV

Controls (1)

← Zeidler, John, AustinOwnerPRESIDENT AND CCO, ownership code E, individual
Oct 31, 2024 to Oct 31, 2024factForm ADV

Dated events

Occurred
Oct 31, 2024
Control person left
William Carl Zeidler (President) no longer on Schedule A of Wall Street Financial Group, Inc. (listed 2024-10-25, absent 2024-10-31)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2024
Control person joined
Austin John Zeidler (President And Cco) appeared on Schedule A of Wall Street Financial Group, Inc.
Form ADVobserved 6 days ago
Occurred
May 30, 2024
First Form ADV filing
Wall Street Financial Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd85e719-7e42-b90c-002a-67af8f4f2a8e
First observed: May 30, 2024
Last observed: Jan 20, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALL STREET FINANCIAL GROUP, INC.

CRD 289051

CARLINVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd85e719-7e42-b90c-002a-67af8f4f2a8e

Data as of Jan 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

John Austin Zeidler

Certified Financial Planner|Personal Financial Specialist

CARLINVILLE, IL

n/a

Brenden Brown

Certified Financial Planner

CARLINVILLE, IL

n/a

CARL WILLIAM ZEIDLER

Certified Financial Planner

CARLINVILLE, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Zeidler, John, Austin

PRESIDENT AND CCO

yes

10/2024

Oct 31, 2024

City

State

Country

Employees

Also broker-dealer

Edwardsville

United States

Marion

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 20, 2026

$188M

n/a

2024

Jan 8, 2025

$133M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$188M

$133M

41.0%

n/a