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R•••• O•• I••••••••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•••• O•• I••••••••• C••••••• L•••

CRD 156398

SAN F••••••CO, CA

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Search this name across graphsid dfx:ria:bd8d864d-0097-c291-def5-abf8c5e64ab4

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Mar 21, 2012 to Mar 25, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.7BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• O•• O••••••• M••••• F•••• L•••	Hedge Fund	$3.3B	Nov 15, 2024	55	Mar 21, 2012	reported	021-148769
R•••• O•• F••• I• L•••	Hedge Fund	$2.0B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• W••••••• F••••••	LIMITED PARTNER	D	yes	06/2010	Mar 21, 2012	Nov 15, 2024
D••••••• W••••••• F••••••	MANAGER, MEMBER	F	yes	03/2010	Mar 21, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• O•• I••••••••• C•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.7B	$5.0B	-6.1%	$5.3B	-3.8%	20	20	1	1

Relationships

Advises (3)

→ R•••• O•• F••• I•• L•••Private fundHedge Fund, IA
Mar 21, 2012 to presentfactForm ADV
→ R•••• O•• O••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 21, 2012 to presentfactForm ADV
→ R•••• O•• F••• I• L•••Private fundHedge Fund, IA
Mar 21, 2012 to presentfactForm ADV

Controls (8)

Dated events

Occurred
Mar 24, 2023
Control person left
H Saskia Mallach (Partner/ Executive) no longer on Schedule A of R•••• O•• I••••••••• C••••••• L••• (listed 2022-07-28, absent 2023-03-24)
Form ADVobserved 6 days ago
Occurred
Jul 28, 2022
Control person joined
Zaeed Kalsheker (Chief Operating Officer/ Chief Compliance Officer) appeared on Schedule A of R•••• O•• I••••••••• C••••••• L•••
Form ADVobserved 6 days ago
Occurred
Mar 17, 2021
Control person left
Sean Barron (Chief Financial Officer, Chief Compliance Officer) no longer on Schedule A of R•••• O•• I••••••••• C••••••• L••• (listed 2020-02-26, absent 2021-03-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd8d864d-0097-c291-def5-abf8c5e64ab4
First observed: Mar 21, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 25, 2026	$4.7B	$4.7B	20	8	1	3	n/a
2024	Mar 24, 2025	$5.0B	$5.0B	20	8	1	3	n/a
2023	Mar 26, 2024	$5.4B	$5.4B	20	8	0	3	$5.4B
2022	Mar 24, 2023	$5.3B	$5.3B	20	8	0	3	$5.3B
2021	Mar 21, 2022	$6.9B	$6.9B	20	8	0	3	$6.9B
2020	Mar 17, 2021	$7.0B	$7.0B	20	7	0	3	$7.0B
2019	Feb 26, 2020	$7.0B	$7.0B	18	7	0	3	$7.0B
2018	Mar 1, 2019	$5.2B	$5.2B	18	7	1	3	$5.2B
2017	Mar 16, 2018	$4.8B	$4.8B	21	7	1	3	$4.8B
2016	Mar 1, 2017	$4.2B	$4.2B	20	7	n/a	3	$4.2B
2015	Mar 7, 2016	$3.3B	$3.3B	20	7	n/a	3	$3.3B
2014	Mar 2, 2015	$2.2B	$2.2B	15	6	n/a	3	$2.2B
2013	Mar 4, 2014	$1.8B	$1.8B	16	6	n/a	3	$1.8B
2012	Mar 18, 2013	$1.5B	$1.5B	16	6	n/a	3	$1.5B
2011	Mar 21, 2012	$1.1B	$1.1B	n/a	n/a	n/a	3	$1.1B