DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at E••••• J••••
SANDUSKY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Jun 17, 2025 | n/a | yes | SANDUSKY, OH | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 21, 2024 | Jun 6, 2025 | no | FREMONT, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | E••••• J•••• | Jun 6, 2025 | Jun 17, 2025 | 11 | Firm change | Ibd to ibd |
| C••••• A••••••• L•• | C••••• I••••••••• A••••••• L•• | Mar 21, 2024 | Mar 21, 2024 |
| C••••• A••••••• L•• |
| Former SEC adviser |
| Aug 14, 2019 |
| Mar 21, 2024 |
| no |
| FREMONT, OH|FREMONT, OH|TOLEDO, OH |
| Previous registration |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Mar 7, 2018 | Aug 14, 2019 | no | OAK HARBOR, OH|GREENWOOD, IN|NORWALK, OH|FREMONT, OH | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| T••••••• I••••••••• M••••••••• I••• | C••••• A••••••• L•• | Aug 14, 2019 | Aug 14, 2019 | 0 | Firm change | Ibd to ibd |