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J••••••• L•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••••••• L•••• T•••••

Advisor at R••••••••• W••••• G••••• I••

REDLANDS, CA

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Search this name across graphsid dfx:ria:bd9cc465-e76e-17e4-454d-1969c578f4c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 31, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• G••••• I••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••• G••••• I••	State registered	Jan 12, 2010	n/a	yes	n/a	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 6, 2009	n/a	yes	REDLANDS, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• A••••••• S•••••••• I•••	L•• F•••••••• L••	Jan 5, 2009	Jan 6, 2009	1	Firm change	Other
L•• F•••••••• L••	R•••• A••••••• S•••••••• I•••	Feb 21, 2003

Relationships

Registered with (3)

→ R••••••••• W••••• G••••• I••Registered adviserregistration: previous registration
Aug 17, 2009 to Dec 31, 2009factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 31, 1997 to Feb 21, 2003factForm ADV
→ R•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 27, 2006 to Jan 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd9cc465-e76e-17e4-454d-1969c578f4c7
First observed: Dec 31, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.