This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MISSIONSQUARE RETIREMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

12

Exams

S66

First exam

Nov 4, 2020

First registration

Nov 5, 2020

Dual registered

yes, broker-dealer

Other names

KENNETH James HARTOS|Kenneth Hartos

IAPD individual key

7255628

• Occurred

  Oct 19, 2022
  Advisor changed firm

  Kenneth James Hartos left Fidelity Personal And Workplace Advisors for Missionsquare Retirement (registered 2022-10-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bd9faeb3-d49d-f5b3-de54-36ada0b02c6b

First observed

Nov 5, 2020

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.