DFX Intelligence

P•••••• K•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

P•••••• K•••• R••••

Advisor at O•••••• P••••••• L••

CONCORD, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bda257b3-3688-e800-77cf-7fc53ecd7cd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 10, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• P••••••• L••	State registered	Aug 4, 2016	n/a	yes	CONCORD, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 25, 2013	Aug 2, 2016	no	CONCORD, NC\|SAN DIEGO, CA\|CONCORD, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••••• P••••••• L••	Aug 2, 2016	Aug 4, 2016	2	Firm change	Other
C•••••• W••••• A••••••• G••••	L•• F•••••••• L••	Mar 28, 2013	Mar 25, 2013

Relationships

Registered with (5)

→ O•••••• P••••••• L••Registered adviserregistration: current employment
Aug 4, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2013 to Aug 2, 2016factForm ADV
→ C•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
May 16, 2012 to Mar 28, 2013factForm ADV
→ C•••• C•••••• S••••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bda257b3-3688-e800-77cf-7fc53ecd7cd9
First observed: Jan 3, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.