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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THOMAS WHITE INTERNATIONAL LTD

CRD 106165

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bda469db-2bb9-e899-29e8-b75083c73ef0

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2023
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $461MItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $461M
Private client RAUM: $173MderivedItem 5.D individuals plus high net worth individuals
Private client share: 37%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 851
Individual clients: 589
High net worth clients: 73
SEC number: 801-41896
CRD: 106165
Filings on the tape: 21
First filed: Mar 29, 2012
Latest filed: Mar 30, 2023
Organised: Corporation, Illinois

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THOMAS WHITE INTERNATIONAL EQUITY FUND, LLC	Hedge Fund	$15.6M	Jun 16, 2020	2	Mar 29, 2012	dropped	021-159358
THOMAS WHITE EMERGING MARKETS FUND, LLC	Hedge Fund	$11.8M	Mar 29, 2022	2	Mar 27, 2014	reported	021-213421

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONNER, JAMES, RYAN	CHIEF COMPLIANCE OFFICER	A	yes	03/2011	Mar 29, 2012	Mar 30, 2023
JACKMAN, DOUGLAS, MCKEE	CHIEF EXECUTIVE OFFICER	B	yes	09/2018	Mar 29, 2012	Mar 30, 2023
LI, WEI	Chairman	B	yes	09/2018	Mar 28, 2019	Mar 30, 2023
MCNERNEY, GABRIEL, JOSEPH	Director	B	yes	04/2016	May 18, 2016	Mar 30, 2023
WU, JIANZHONG	Director	A	yes	09/2018	Oct 16, 2018	Mar 30, 2023
ZHANG, JINWEN	Director	B	yes	04/2016	May 18, 2016	Mar 30, 2023
CHEN, XIAO, YAN	Director	A	no	09/2018	Oct 16, 2018	Mar 30, 2023
MA, YANHUI	SENIOR VICE PRESIDENT	A	no	09/2018	Oct 16, 2018	Mar 30, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$461M	$461M	13	5	0	n/a	n/a
2021	Mar 29, 2022	$620M	$620M	14	5	0	1	$11.8M
2020	Mar 30, 2021	$688M	$688M	14	5	0	1	$13.7M
2019	Mar 30, 2020	$604M	$604M	14	5	0	2	$26.2M
2018	Mar 28, 2019	$733M	$733M	14	5	1	2	$26.4M
2017	Mar 28, 2018	$1.6B	$1.6B	21	6	1	2	$92.1M
2016	Mar 30, 2017	$1.8B	$1.8B	22	6	n/a	2	$165M
2015	Mar 30, 2016	$2.0B	$2.0B	25	7	n/a	2	$159M
2014	Mar 27, 2015	$2.4B	$2.4B	25	8	n/a	2	$192M
2013	Mar 27, 2014	$2.3B	$2.3B	25	9	n/a	2	$94.5M
2012	Mar 28, 2013	$2.1B	$2.1B	26	9	n/a	1	$33.5M
2011	Mar 29, 2012	$1.4B	$1.4B	n/a	n/a	n/a	1	$32.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$461M	$620M	-25.7%	$604M	-8.6%	13	14	0	0

Relationships

Controls (6)

← WU, JIANZHONGOwnerDIRECTOR, ownership code A, individual
Oct 16, 2018 to presentfactForm ADV
← JACKMAN, DOUGLAS, MCKEEOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← MCNERNEY, GABRIEL, JOSEPHOwnerDIRECTOR, ownership code B, individual
May 18, 2016 to presentfactForm ADV
← CONNER, JAMES, RYANOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← ZHANG, JINWENOwnerDIRECTOR, ownership code B, individual
May 18, 2016 to presentfactForm ADV
← LI, WEIOwnerCHAIRMAN, ownership code B, individual
Mar 28, 2019 to presentfactForm ADV

Owns (2)

← MA, YANHUIOwnerSENIOR VICE PRESIDENT, ownership code A, individual
Oct 16, 2018 to presentfactForm ADV
← CHEN, XIAO, YANOwnerDIRECTOR, ownership code A, individual
Oct 16, 2018 to presentfactForm ADV

Advises (2)

→ THOMAS WHITE EMERGING MARKETS FUND, LLCPrivate fundHedge Fund, IA
Mar 27, 2014 to presentfactForm ADV
→ THOMAS WHITE INTERNATIONAL EQUITY FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Jun 16, 2020factForm ADV

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
Thomas White International Ltd reported RAUM $461.1M, down 26% from $620.5M (2022-03-29 to 2023-03-30)
Form ADVobserved 4 days ago
$-159M
Occurred
Mar 30, 2021
Control person left
Ramkumar Venkatramani (Director) no longer on Schedule A of Thomas White International Ltd (listed 2020-06-16, absent 2021-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
Thomas White International Ltd reported RAUM $732.8M, down 54% from $1.6B (2018-10-16 to 2019-03-28)
Form ADVobserved 4 days ago
$-862M
Occurred
Mar 28, 2019
Control person joined
Wei Li (Chairman) appeared on Schedule A of Thomas White International Ltd
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bda469db-2bb9-e899-29e8-b75083c73ef0
First observed: Mar 29, 2012
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMAS WHITE INTERNATIONAL LTD

CRD 106165

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bda469db-2bb9-e899-29e8-b75083c73ef0

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THOMAS WHITE INTERNATIONAL EQUITY FUND, LLC

Hedge Fund

$15.6M

Jun 16, 2020

Mar 29, 2012

dropped

021-159358

THOMAS WHITE EMERGING MARKETS FUND, LLC

Hedge Fund

$11.8M

Mar 29, 2022

Mar 27, 2014

reported

021-213421

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONNER, JAMES, RYAN

CHIEF COMPLIANCE OFFICER

yes

03/2011

Mar 29, 2012

Mar 30, 2023

JACKMAN, DOUGLAS, MCKEE

CHIEF EXECUTIVE OFFICER

yes

09/2018

Mar 29, 2012

Mar 30, 2023

LI, WEI

Chairman

yes

09/2018

Mar 28, 2019

Mar 30, 2023

MCNERNEY, GABRIEL, JOSEPH

Director

yes

04/2016

May 18, 2016

Mar 30, 2023

WU, JIANZHONG

Director

yes

09/2018

Oct 16, 2018

Mar 30, 2023

ZHANG, JINWEN

Director

yes

04/2016

May 18, 2016

Mar 30, 2023

CHEN, XIAO, YAN

Director

09/2018

Oct 16, 2018

Mar 30, 2023

MA, YANHUI

SENIOR VICE PRESIDENT

09/2018

Oct 16, 2018

Mar 30, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$461M

n/a

2021

Mar 29, 2022

$620M

$11.8M

2020

Mar 30, 2021

$688M

$13.7M

2019

Mar 30, 2020

$604M

$26.2M

2018

Mar 28, 2019

$733M

$26.4M

2017

Mar 28, 2018

$1.6B

$92.1M

2016

Mar 30, 2017

$1.8B

n/a

$165M

2015

Mar 30, 2016

$2.0B

n/a

$159M

2014

Mar 27, 2015

$2.4B

n/a

$192M

2013

Mar 27, 2014

$2.3B

n/a

$94.5M

2012

Mar 28, 2013

$2.1B

n/a

$33.5M

2011

Mar 29, 2012

$1.4B

n/a

$32.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$461M

$620M

-25.7%

$604M

-8.6%