DFX Intelligence

D•••• P•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

D•••• P•••••• B•••••

Advisor at L•• F•••••••• L••

WALNUT CREEK, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 28, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 4, 2003	n/a	yes	WALNUT CREEK, CA	Current employment
B••••• F•••••••• G••••	n/a	Feb 9, 2018	Aug 1, 2024	no	Walnut Creek, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••••• G••••	n/a	Aug 1, 2024	n/a	n/a	Departure no registered destination	Departure
O•••• F•• I•••	L•• F•••••••• L••	Feb 14, 2003	Feb 4, 2003	-10

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 4, 2003 to presentfactForm ADV
→ B••••• F•••••••• G••••Registered adviserregistration: previous registration
Feb 9, 2018 to Aug 1, 2024factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 28, 1998 to Feb 14, 2003factForm ADV

Dated events

Order

Occurred
1 Aug 2024
Advisor departed, no destination yet
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.