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Advisor at CETERA INVESTMENT ADVISERS LLC
Lutz, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 4, 2026 | n/a | yes | Lutz, FL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 4, 2026 | n/a | yes | Lutz, FL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 5, 2024 | n/a | yes | Lutz, FL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 5, 2024 | Sep 14, 2026 | no | Lutz, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 24, 2018 | Feb 20, 2024 | no | TAMPA, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 24, 2018 | Feb 20, 2024 | no | TAMPA, FL | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Mar 22, 2018 | Aug 24, 2018 | no | TRINITY, FL | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Mar 22, 2018 | Aug 24, 2018 | no | TRINITY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | CETERA INVESTMENT ADVISERS LLC | Sep 14, 2026 | Sep 4, 2026 | -10 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | COMMONWEALTH FINANCIAL NETWORK | Feb 20, 2024 | Mar 5, 2024 | 14 | Firm change | Wirehouse to ibd |
| SUMMIT FINANCIAL GROUP INC | UBS FINANCIAL SERVICES INC. | Aug 24, 2018 | Aug 24, 2018 | 0 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:105644:FL:2026-09-14 | Sep 14, 2026 | Sep 4, 2026 | LUTZ, FL | Firm change |