DFX Intelligence

J••••••• M•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••••••• M•••••• M••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:bdc559e2-4066-8457-0746-5e8b21b53263

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2024	n/a	yes	Cedar Rapids, IA\|SAN DIEGO, CA\|CEDAR RAPIDS, IA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Jan 31, 2024	no	CEDAR RAPIDS, IA\|WEST DES MOINES, IA\|MINNEAPOLIS, MN\|CEDAR RAPIDS, IA\|MARION, IA\|URBANA, IA\|WEST DES MOINES, IA\|NEWHALL, IA\|Shellsburg, IA\|CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA\|SHELLSBURG, IA\|DAVENPORT, IA\|WEST DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Jan 31, 2024	Jan 23, 2024	-8	Firm change	Wirehouse to ibd
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jan 31, 2024factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jun 11, 2004 to Jan 3, 2011factForm ADV

Dated events

Occurred
Jan 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdc559e2-4066-8457-0746-5e8b21b53263
First observed: Jun 11, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.