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D•••• R••••••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

D•••• R••••••••• N••••••

Advisor at R•••••• J•••• • A••••••••• I•••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:bdca9c98-55e9-d7b4-3950-dd432f51ba37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 25, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	May 8, 2019	n/a	yes	MEMPHIS, TN	Current employment
G•• A••••••• S•••••••• L••	Asset manager	Sep 30, 2004	Dec 31, 2017	no	NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• A••••••• S•••••••• L••	R•••••• J•••• • A••••••••• I•••	Dec 31, 2017	May 8, 2019	493	Firm change after gap	Other
P•••••• C••••••• L•	G•• A••••••• S•••••••• L••	Oct 25, 2004	Sep 30, 2004

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
May 8, 2019 to presentfactForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 30, 2004 to Dec 31, 2017factForm ADV
→ P•••••• C••••••• L•Registered adviserregistration: previous registration
Feb 9, 2004 to Oct 25, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdca9c98-55e9-d7b4-3950-dd432f51ba37
First observed: Feb 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.