DFX Intelligence

M•••••• C••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• C••••••• M•••••

Advisor at A••••••• F•••••••• A•••••••• L••

Lincoln, NE

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Search this name across graphsid dfx:ria:bdd71e3e-e55e-478c-3173-06cb0e7c5853

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 31, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Oct 19, 2023	n/a	yes	Lincoln, NE	Current employment
H••••• F•••••••• S•••••••• L••	Former SEC adviser	Dec 12, 2013	Apr 2, 2019	no	MOBILE, AL\|DALLAS, TX\|MOBILE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• F•••••••• S•••••••• L••	A••••••• F•••••••• A•••••••• L••	Apr 2, 2019	Oct 19, 2023	1,661	Firm change after gap	RIA to ibd
W•••• F•••• A•••••••	H••••• F•••••••• S•••••••• L••	Dec 3, 2013	Dec 12, 2013

Relationships

Registered with (4)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 19, 2023 to presentfactForm ADV
→ H••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2013 to Apr 2, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 8, 2012 to Dec 3, 2013factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdd71e3e-e55e-478c-3173-06cb0e7c5853
First observed: Jan 4, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.