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Advisor at WESTPARK WEALTH ADVISORS, INC.
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTPARK WEALTH ADVISORS, INC. | Independent wealth | Sep 2, 2011 | n/a | yes | HOUSTON, TX | Current employment |
| INSTITUTIONAL CAPITAL MANAGEMENT, INC. | n/a | Mar 20, 2009 | Sep 2, 2011 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| STANFORD GROUP COMPANY | n/a | Mar 16, 2001 | Mar 23, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INSTITUTIONAL CAPITAL MANAGEMENT, INC. | WESTPARK WEALTH ADVISORS, INC. | Sep 2, 2011 | Sep 2, 2011 | 0 | Firm change | Other |
| STANFORD GROUP COMPANY | INSTITUTIONAL CAPITAL MANAGEMENT, INC. | Mar 23, 2009 | Mar 20, 2009 | -3 | Firm change | Other |