DFX Intelligence

R••••• P••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

R••••• P••• G••••••••

Advisor at G•••••••• I••••••••• M••••••••• C•••

GLEN ROCK, NJ

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Search this name across graphsid dfx:ria:bdda0035-ae5b-5d0e-5a96-22eafc3c45ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• I••••••••• M••••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• I••••••••• M••••••••• C•••	Independent wealth	Jan 1, 2026	n/a	yes	GLEN ROCK, NJ	Current employment
G•••••••• I••••••••• M••••••••• C•••	Independent wealth	Feb 3, 2015	Dec 31, 2016	no	GLEN ROCK, NJ

Relationships

Registered with (1)

→ G•••••••• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
Feb 3, 2015 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdda0035-ae5b-5d0e-5a96-22eafc3c45ec
First observed: Dec 18, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.