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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SAMMONS ADVISOR SERVICES

SAMMONS SECURITIES, INC., CRD 152404

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdde1e05-1d15-fe02-3523-99b582e30a86

Data as of Apr 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 30, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Custody, client assets: $0
SEC number: 801-70969
CRD: 152404
Filings on the tape: 2
First filed: Mar 30, 2012
Latest filed: Apr 30, 2012
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONSOLIDATED INVESTMENT SERVICES, INC.	Corporation	E	yes	03/1996	Mar 30, 2012	Apr 30, 2012
DINSHAW, ESFANDYAR, ERUCH	CHAIRMAN/DIRECTOR	Na	yes	10/2010	Mar 30, 2012	Apr 30, 2012
GREATBANC TRUST COMPANY, TRUSTEE	Trustee	E	yes	01/2010	Mar 30, 2012	Apr 30, 2012
HUGUNIN, JEFFREY, IVAN	Cfo	Na	yes	07/2007	Mar 30, 2012	Apr 30, 2012
PALMITIER, STEVEN, CRAIG	CEO/DIRECTOR	Na	yes	04/2007	Mar 30, 2012	Apr 30, 2012
REED, CINDY, KAY	President	Na	yes	01/2009	Mar 30, 2012	Apr 30, 2012
SAMMONS ENTERPRISES, INC.	Corporation	E	yes	06/1987	Mar 30, 2012	Apr 30, 2012
SAMMONS ENTERPRISES, INC. ESOT	Trust	E	yes	01/2010	Mar 30, 2012	Apr 30, 2012
SAMMONS FINANCIAL GROUP	Owner	E	yes	09/2002	Mar 30, 2012	Apr 30, 2012
SILVIUS, TERESA, ANNE	CHIEF COMPLIANCE OFFICER	Na	yes	05/2009	Mar 30, 2012	Apr 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E2M PARTNERS, LLC	n/a	Former SEC adviser	$193M	N	yes	n/a
MIDLAND NATIONAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE	n/a	n/a	n/a	N	yes	n/a
SAMMONS FINANCIAL NETWORK, LLC	n/a	n/a	n/a	N	yes	n/a
SAMMONS SECURITIES COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WEST DES MOINES	Ia	United States	n/a	no
SIOUX FALLS	Sd	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ E2M PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← REED, CINDY, KAYOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HUGUNIN, JEFFREY, IVANOwnerCFO, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SILVIUS, TERESA, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← DINSHAW, ESFANDYAR, ERUCHOwnerCHAIRMAN/DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PALMITIER, STEVEN, CRAIGOwnerCEO/DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CONSOLIDATED INVESTMENT SERVICES, INC.OwnerCORPORATION, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← GREATBANC TRUST COMPANY, TRUSTEEOwnerTRUSTEE, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SAMMONS ENTERPRISES, INC.OwnerCORPORATION, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SAMMONS ENTERPRISES, INC. ESOTOwnerTRUST, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SAMMONS FINANCIAL GROUPOwnerOWNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdde1e05-1d15-fe02-3523-99b582e30a86
First observed: Mar 30, 2012
Last observed: Apr 30, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAMMONS ADVISOR SERVICES

SAMMONS SECURITIES, INC., CRD 152404

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdde1e05-1d15-fe02-3523-99b582e30a86

Data as of Apr 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONSOLIDATED INVESTMENT SERVICES, INC.

Corporation

yes

03/1996

Mar 30, 2012

Apr 30, 2012

DINSHAW, ESFANDYAR, ERUCH

CHAIRMAN/DIRECTOR

yes

10/2010

Mar 30, 2012

Apr 30, 2012

GREATBANC TRUST COMPANY, TRUSTEE

Trustee

yes

01/2010

Mar 30, 2012

Apr 30, 2012

HUGUNIN, JEFFREY, IVAN

Cfo

yes

07/2007

Mar 30, 2012

Apr 30, 2012

PALMITIER, STEVEN, CRAIG

CEO/DIRECTOR

yes

04/2007

Mar 30, 2012

Apr 30, 2012

REED, CINDY, KAY

President

yes

01/2009

Mar 30, 2012

Apr 30, 2012

SAMMONS ENTERPRISES, INC.

Corporation

yes

06/1987

Mar 30, 2012

Apr 30, 2012

SAMMONS ENTERPRISES, INC. ESOT

Trust

yes

01/2010

Mar 30, 2012

Apr 30, 2012

SAMMONS FINANCIAL GROUP

Owner

yes

09/2002

Mar 30, 2012

Apr 30, 2012

SILVIUS, TERESA, ANNE

CHIEF COMPLIANCE OFFICER

yes

05/2009

Mar 30, 2012

Apr 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

E2M PARTNERS, LLC

n/a

Former SEC adviser

$193M

yes

n/a

MIDLAND NATIONAL LIFE INSURANCE COMPANY

n/a

yes

n/a

NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE

n/a

yes

n/a

SAMMONS FINANCIAL NETWORK, LLC

n/a

yes

n/a

SAMMONS SECURITIES COMPANY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

WEST DES MOINES

United States

n/a

SIOUX FALLS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Apr 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

n/a