DFX Intelligence

C•••••• G•••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••• G•••••• L•••

CRD 330571

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:bdf80239-cc33-91fd-f22b-f6521297ccc0

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2026 to Jun 26, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $173M••• Locked
Discretionary RAUM: $173M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• G••••• P••••••• L•	Hedge Fund	$173M	Jun 26, 2026	40	Apr 26, 2024	reported	021-510652

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• S•••• M••••••	FOUNDER, MANAGING PARTNER & CIO	Na	yes	09/2023	Jun 26, 2026	Jun 26, 2026
C•••••• G••••• G• L••	GENERAL PARTNER	E	yes	09/2023	Jun 26, 2026	Jun 26, 2026

Relationships

Controls (3)

← C•••••• G••••• G• L••OwnerGENERAL PARTNER, ownership code E, domestic entity
Jun 26, 2026 to presentfactForm ADV
← B••••••• S•••• M••••••OwnerFOUNDER, MANAGING PARTNER & CIO, ownership code NA, individual
Jun 26, 2026 to presentfactForm ADV
← S••••••••• E•••• P••••••OwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 26, 2026 to presentfactForm ADV

Advises (1)

→ C•••••• G••••• P••••••• L•Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdf80239-cc33-91fd-f22b-f6521297ccc0
First observed: Jun 26, 2026
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.