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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RINA WEALTH MANAGEMENT SERVICES LLC

CRD 288688

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdfb6701-c2f5-80fc-9f1e-a37b31ebb25c

Data as of Jun 6, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Apr 14, 2021 to Jun 6, 2022
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $206MItem 5.F on the latest filing (2022-06-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $132M
Private client RAUM: $155MderivedItem 5.D individuals plus high net worth individuals
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 452
Individual clients: 91
High net worth clients: 42
SEC number: 801-121226
CRD: 288688
Filings on the tape: 8
First filed: Apr 14, 2021
Latest filed: Jun 6, 2022
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Jemmott, Brenda, Colburn	CHIEF COMPLIANCE OFFICER	Na	yes	05/2019	Apr 14, 2021	Jun 6, 2022
Neff, Thomas	EXECUTIVE OFFICER	Na	yes	11/2017	Apr 14, 2021	Jun 6, 2022
RINA ACCOUNTANCY CORPORATION	SOLE OWNER	E	yes	04/2017	Apr 14, 2021	Jun 6, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RINA ACCOUNTANCY CORPORATION	n/a	n/a	n/a	Y	yes	n/a
THOMAS NEFF	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 16, 2022	$206M	$132M	5	5	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$206M	n/a	n/a	n/a	n/a	3	n/a	1	n/a

Relationships

Controls (3)

← Neff, ThomasOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 14, 2021 to presentfactForm ADV
← Jemmott, Brenda, ColburnOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 14, 2021 to presentfactForm ADV
← RINA ACCOUNTANCY CORPORATIONOwnerSOLE OWNER, ownership code E, domestic entity
Apr 14, 2021 to presentfactForm ADV

Registered with (2)

← Violet Amaranth HungerfordAdvisorregistration: previous registration
May 7, 2022 to Dec 21, 2022factForm ADV
← ROSHAN MAHENDRA WEERAMANTRYAdvisorregistration: previous registration
Oct 9, 2018 to May 26, 2022factForm ADV

Dated events

Occurred
Dec 21, 2022
Advisor changed firm
Violet Amaranth Hungerford left Rina Wealth Management Services Llc for Aprio Wealth Management, Llc (registered 2022-08-10)
Form ADVobserved 4 days ago
Occurred
Jun 1, 2022
Control person left
Mahendra Roshan Weeramantry (Manager) no longer on Schedule A of Rina Wealth Management Services Llc (listed 2022-02-16, absent 2022-06-01)
Form ADVobserved 4 days ago
Occurred
May 26, 2022
Advisor changed firm
Roshan Mahendra Weeramantry left Rina Wealth Management Services Llc for Helium Advisors Llc (registered 2022-08-22)
Form ADVobserved 4 days ago
Occurred
Apr 14, 2021
First Form ADV filing
Rina Wealth Management Services Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdfb6701-c2f5-80fc-9f1e-a37b31ebb25c
First observed: Apr 14, 2021
Last observed: Jun 6, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RINA WEALTH MANAGEMENT SERVICES LLC

CRD 288688

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bdfb6701-c2f5-80fc-9f1e-a37b31ebb25c

Data as of Jun 6, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:42 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Jemmott, Brenda, Colburn

CHIEF COMPLIANCE OFFICER

yes

05/2019

Apr 14, 2021

Jun 6, 2022

Neff, Thomas

EXECUTIVE OFFICER

yes

11/2017

Apr 14, 2021

Jun 6, 2022

RINA ACCOUNTANCY CORPORATION

SOLE OWNER

yes

04/2017

Apr 14, 2021

Jun 6, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RINA ACCOUNTANCY CORPORATION

n/a

yes

n/a

THOMAS NEFF

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Feb 16, 2022

$206M

$132M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$206M

n/a