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W•••••• H••••• I••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

W•••••• H••••• I••••••••• I•••

CRD 108353

CHICAGO, IL

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Search this name across graphsid dfx:ria:be00f96c-7538-594b-6e54-495032f3fd49

Data as of Mar 21, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 0
On other graphs: 2
Observed: Mar 22, 2012 to Mar 21, 2017
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••• H••••• I••••••••• I•••

Private equity manager · shared crd

Real Estate Fundsidentity

W•••••• H••••• I••••••••• I•••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.6BItem 5.F on the latest filing (2017-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••• G••••• F••• Q•••• L•••	Hedge Fund	$349M	Sep 14, 2016	154	Mar 22, 2012	reported	021-88500
W•• M••••••••• F••• L••	Hedge Fund	$166M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• M•••• D•	VICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER	Na	yes	09/2009	Mar 22, 2012	Mar 21, 2017
C•••••• P••••• I••••••••• T••••	SHAREHOLDER - CL A AND CL B	A	yes	12/2013	Dec 20, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•• R••• E••••• P••••••• L•••	n/a	Former SEC adviser	$1.0B	N	no	n/a
W• G••••• F••• G•• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$1.6B	$1.7B	-4.1%	$1.5B	2.1%	38	47	n/a	n/a

Relationships

Affiliated with (2)

← W•• R••• E••••• P••••••• L•••Registered adviserother investment adviser
factForm ADV
→ W•• R••• E••••• P••••••• L•••Registered adviserother investment adviser, pooled vehicle sponsor
factForm ADV

Advises (31)

→ W•• R••••• F••• I••• L•••Private fundReal Estate Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ W•• F•••• I••••• F••• I•• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be00f96c-7538-594b-6e54-495032f3fd49
First observed: Mar 22, 2012
Last observed: Mar 21, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (12)

← L••••••• A•••• B••••OwnerSENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← W•••• A•• M••••• C•OwnerVICE PRESIDENT, TREASURER, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← P•••••• J•••• R•OwnerDIRECTOR;TRUSTEE: J••• P••••• INV TRUST, ownership code B, individual
Mar 22, 2012 to presentfactForm ADV
← F••••• R••••••• H•••••OwnerTRUSTEE: R•••••• H• F•••• T••••, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← P•••••• V•••••••• H•••••OwnerTRUSTEE: V••••••• H• P••••• T••••, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← B••••••••• M•••• D•OwnerVICE PRESIDENT, GENERAL COUNSEL, SECRETARY/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← P•••••• C••••••• V•OwnerDIRECTOR, CEO, PRESIDENT; TRUSTEE: C•••••• P••••• INV TRUST, I•• G•••••• T••••, ownership code A, individual
Mar 22, 2012 to presentfactForm ADV
← S•••••••• M••• B•••OwnerTRUSTEE: R•••••• H. F•••• TRUST, ownership code NA, individual
Mar 15, 2016 to presentfactForm ADV
← C•••••• P••••• I••••••••• T••••OwnerSHAREHOLDER - CL A AND CL B, ownership code A, domestic entity
Dec 20, 2013 to presentfactForm ADV
← J••• P••••• I••••••••• T••••OwnerSHAREHOLDER - CL A AND CL B, ownership code B, domestic entity
Dec 20, 2013 to presentfactForm ADV
← R•••••• H• F•••• T••••OwnerSHAREHOLDER-CL A, ownership code NA, domestic entity
Mar 22, 2012 to presentfactForm ADV
← V••••••• H• P••••• T••••OwnerSHAREHOLDER-CL A, ownership code NA, domestic entity
Mar 22, 2012 to presentfactForm ADV