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W•••••• J•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

W•••••• J•••••• S••••••

Advisor at U•• F•••••••• S••••••••• L••

DAVENPORT, IA | ADA, MI

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Search this name across graphsid dfx:ria:be018985-ed7b-3f76-4569-b851642a2b82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••••• L••	Independent wealth	Feb 1, 2019	n/a	yes	DAVENPORT, IA\|ADA, MI	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Jun 16, 2017	Feb 1, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	U•• F•••••••• S••••••••• L••	Feb 1, 2019	Feb 1, 2019	0	Firm change	Ibd to RIA
W••••••• F•••••••• S•••••••• I•••	Q•••••• A•••• M••••••••• I•••	Jun 15, 2017

Relationships

Registered with (3)

→ U•• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Feb 1, 2019 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2017 to Feb 1, 2019factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 23, 2004 to Jun 15, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be018985-ed7b-3f76-4569-b851642a2b82
First observed: Nov 23, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.