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CRD 123520
NEW YORK`, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M•••••• L•••• G•••••••• | n/a | NEW YORK, NY | 3 | 39 | n/a | no |
| J••• M•••••• C••••••••• | n/a | NEW YORK, NY | 3 | 32 |
| n/a |
| yes |
| B•••••• J••• H•••• | n/a | NEW YORK, NY | 3 | 32 | 2 | yes |
| L•••• L••••• A•••• | n/a | NEW YORK, NY | 3 | 23 | n/a | yes |
| R•••••• S••••• D••••• | Chartered Financial Analyst | NEW YORK, NY | 3 | 15 | n/a | yes |
| N••••• R•• P•••• | n/a | Chagrin Falls, OH | NEW YORK, NY | 3 | 24 | n/a | yes |
| D•••• R••••• H••••• | n/a | NEW YORK, NY | 3 | 23 | n/a | yes |
| R•••••••• H••••• C•••• | Chartered Financial Analyst | NEW YORK, NY | 3 | 17 | n/a | yes |
| S•••••• Y••• | Chartered Financial Analyst | NEW YORK, NY | 3 | 22 | n/a | yes |
| W••••• A••• S••• | n/a | ATLANTA, GA | NEW YORK, NY | 3 | 17 | n/a | yes |
| L••••••• Z••• | Chartered Financial Analyst | NEW YORK, NY | 3 | 19 | n/a | yes |
| K•••••• C•••••• L••••••••• | n/a | NEW YORK, NY | 3 | 16 | n/a | yes |
| J••• M•••••• G•••• | n/a | NEW YORK, NY | 3 | 14 | n/a | yes |
| A••• B••• | n/a | NEW YORK, NY | 3 | 15 | n/a | yes |
| Y• L•• | n/a | NEW YORK, NY | 3 | 15 | n/a | yes |
| D••••• T•••• R•••••••• | n/a | NEW YORK, NY | 3 | 10 | n/a | no |
| Y• B•• | n/a | NEW YORK, NY | 3 | 12 | n/a | yes |
| J•••• G••••••• | n/a | NEW YORK, NY | 3 | 12 | n/a | yes |