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Advisor at STRUCTURED WEALTH MANAGEMENT, INC.
TOLEDO, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRUCTURED WEALTH MANAGEMENT, INC. | Independent wealth | Mar 28, 2008 | n/a | yes | TOLEDO, OH | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jul 13, 2009 | Dec 31, 2010 | no | TOLEDO, OH|HOUSTON, TX | Previous registration |
| OBS FINANCIAL | Former SEC adviser | Aug 8, 2006 | Apr 22, 2008 | no | SYLVANIA, OH|CONCORD, CA | Previous registration |
| OBS BROKERAGE SERVICES, INC. | n/a | Feb 7, 2005 | Aug 7, 2006 | no | SYLVANIA, OH|WHITEHOUSE, OH|WATERVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | n/a | Dec 31, 2010 | n/a | n/a | Departure no registered destination | Departure |
| OBS FINANCIAL | STRUCTURED WEALTH MANAGEMENT, INC. | Apr 22, 2008 | Mar 28, 2008 | -25 | Firm change | Other |
| OBS BROKERAGE SERVICES, INC. | OBS FINANCIAL | Aug 7, 2006 | Aug 8, 2006 | 1 | Firm change | Other |