DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Oct 14, 2011 | n/a | yes | WAYNESVILLE, NC|ASHEVILLE, NC|FRANKLIN, NC | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Oct 26, 2011 | no | FRANKLIN, NC|HENDERSONVILLE, NC|BREVARD, NC|Asheville, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | W•••• F•••• A••••••• | Oct 26, 2011 | Oct 14, 2011 | -12 | Firm change | Wirehouse to wirehouse |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Aug 30, 2006 | Jun 1, 2009 | no | FRANKLIN, NC | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Mar 7, 2005 | Aug 29, 2006 | no | FRANKLIN, NC|FRANKLIN, NC | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U•••• F•••••••• S••••••• G••••• I••• | C•••••••• G••••• M•••••• I••• | Aug 29, 2006 | Aug 30, 2006 | 1 | Firm change | Other |