DFX Intelligence

T••• W••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T••• W••••• F••••••••

W••••• FINANCIAL SERVICES, INC., CRD 145457

BOWLING GREEN, KY

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Search this name across graphsid dfx:ria:be2f163b-ce35-4b42-2416-0948465cc5d9

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2021 to Sep 1, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $374M••• Locked
Discretionary RAUM: $374M
Private client RAUM: $374Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $74.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••• A•••••• W•••••	n/a	BOWLING GREEN, KY \| Louisville, KY	16	36	n/a	no
H•••••• A••• H•••••	n/a	BOWLING GREEN, KY	8	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• P••••••• A••••••	PRESIDENT/DIRECTOR	E	yes	01/1991	Feb 5, 2021	Dec 20, 2024
J••••••• C•••• W••••••	CHIEF COMPLIANCE OFFICER	Na	no	08/2020	Feb 5, 2021	Dec 20, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Lexington	Ky	United States	3	no
Louisville	Ky	United States	3	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$374M	$313M	19.4%	$190M	25.3%	17	17	2	2

Relationships

Registered with (5)

← T•••••• J• R•••••Advisorregistration: current employment
Apr 17, 2026 to presentfactForm ADV
← W••••• R••• W•••••Advisorregistration: current employment
Sep 30, 2020 to presentfactForm ADV
← C••• W•••••• J••••••Advisorregistration: current employment
Mar 12, 2020 to presentfactForm ADV
← H•••••• A••• H•••••

Dated events

Occurred
Feb 5, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be2f163b-ce35-4b42-2416-0948465cc5d9
First observed: Feb 5, 2021
Last observed: Sep 1, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.