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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

JAY C LEWIS

Advisor at INTEGRITY ALLIANCE, LLC

URBANDALE, IA | Plano, TX

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Search this name across graphsid dfx:ria:be2f2c28-1175-c94d-799c-15aa0b6476f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 25, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Nov 23, 2015
First registration: Nov 25, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 4868370

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Aug 7, 2026	n/a	yes	URBANDALE, IA\|Plano, TX\|Plano, TX	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 6, 2026	Jul 14, 2026	no	Dallas, TX\|AUSTIN, TX\|Plano, TX	Previous registration
FORTHRIGHT CAPITAL	Independent wealth	Oct 26, 2024	Mar 20, 2025	no	Plano, TX\|LAS VEGAS, NV	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 18, 2016	Oct 30, 2017	no	DALLAS, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Nov 25, 2015	Sep 22, 2016	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	INTEGRITY ALLIANCE, LLC	Jul 14, 2026	Aug 7, 2026	24	Firm change	Ibd to ibd
FORTHRIGHT CAPITAL	KESTRA ADVISORY SERVICES, LLC	Mar 20, 2025	Feb 6, 2026	323	Firm change	RIA to ibd
KESTRA ADVISORY SERVICES, LLC	FORTHRIGHT CAPITAL	Oct 30, 2017	Oct 26, 2024	2,553	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 18, 2016	-157	Bulk transfer	Other

Relationships

Registered with (4)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 6, 2026 to Jul 14, 2026factForm ADV
→ FORTHRIGHT CAPITALRegistered adviserregistration: previous registration
Oct 26, 2024 to Mar 20, 2025factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Nov 25, 2015 to Sep 22, 2016factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
Jay C Lewis left Kestra Advisory Services, Llc for Integrity Alliance, Llc (registered 2026-08-07)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2025
Advisor changed firm
Jay C Lewis left Forthright Capital for Kestra Advisory Services, Llc (registered 2026-02-06)
Form ADVobserved 6 days ago