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RIA / WealthAdvisor29 years in industry

AARON THOMAS LEONE

Advisor at BAKER STREET ASSET MANAGEMENT, LLC

SAUSALITO, CA

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Search this name across graphsid dfx:ria:be2f63df-291a-6032-22e2-ce921cdfae79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAKER STREET ASSET MANAGEMENT, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 27, 1997
First registration: Apr 22, 2005
Dual registered: no
IAPD individual key: 2819579

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAKER STREET ASSET MANAGEMENT, LLC	Former SEC adviser	Jan 2, 2026	n/a	yes	SAUSALITO, CA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 27, 2009	Sep 11, 2018	no	SAN FRANCISCO, CA\|SAINT PETERSBURG, FL\|San Francisco, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 8, 2007	Jan 26, 2009	no	SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 22, 2005	Aug 13, 2007	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	BAKER STREET ASSET MANAGEMENT, LLC	Sep 11, 2018	Jan 2, 2026	2,670	Firm change after gap	Ibd to RIA
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 26, 2009	Jan 27, 2009	1	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Aug 13, 2007	Aug 8, 2007	-5	Firm change	Other

Relationships

Registered with (4)

→ BAKER STREET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 27, 2009 to Sep 11, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2007 to Jan 26, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 22, 2005 to Aug 13, 2007factForm ADV

Dated events

No dated event names this entity yet.