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Advisor at STRATEGIC ADVISERS LLC
PORTOLA VALLEY, CA | PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | PALO ALTO, CA|PORTOLA VALLEY, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Nov 16, 2018 | Mar 31, 2025 | no | PALO ALTO, CA | Previous registration |
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Mar 1, 2016 | Mar 23, 2018 | no | EXTON, PA|Bernardsville, NJ|PHILADELPHIA, PA|Haddon Township, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| TD PRIVATE CLIENT WEALTH LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Mar 23, 2018 | Nov 16, 2018 | 238 | Firm change | Ibd to ibd |