DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•••••• P•••••• W••••• A•••••••
PORT CHARLOTTE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• P•••••• W••••• A••••••• | Independent wealth | Mar 17, 2025 | n/a | yes | PORT CHARLOTTE, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Mar 31, 2025 | no | PORT CHARLOTTE, FL|Boca Raton, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C•••••• P•••••• W••••• A••••••• | Mar 31, 2025 | Mar 17, 2025 | -14 | Firm change | Ibd to new firm |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 10, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:333615:FL:2025-03-31 | Mar 31, 2025 | Mar 17, 2025 | BOCA RATON, FL | Firm change |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Feb 2, 2004 | Oct 10, 2009 | no | PORT CHARLOTTE, FL|Boca Raton, FL|Port Charlotte, FL|Arcadia, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 30, 1997 | Jan 5, 2004 | no | PORT CHARLOTTE, FL | Previous registration |
| -281 |
| Bulk transfer |
| Other |
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Jan 5, 2004 | Feb 2, 2004 | 28 | Firm change | Other |