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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KEMP FINANCIAL MANAGEMENT, LLC

CRD 112127

FULLERTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be656f59-4ac9-8b62-dd91-d2f8f569d0d4

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2024
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $230MItem 5.F on the latest filing (2024-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $217MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 539
Individual clients: 156
High net worth clients: 120
Custody, client assets: $38.7M
SEC number: 801-66565
CRD: 112127
Filings on the tape: 24
First filed: Mar 30, 2012
Latest filed: Mar 27, 2024
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Kemp, Diane, C	Member	D	yes	04/2001	May 28, 2020	Mar 27, 2024
KEMP, ROBERT, JAMES	MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER	D	yes	04/2001	Mar 30, 2012	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 27, 2024	$230M	$0	3	3	0	n/a	n/a
2022	Mar 28, 2023	$202M	$0	3	3	0	n/a	n/a
2021	Mar 30, 2022	$222M	$0	3	3	0	n/a	n/a
2020	Mar 31, 2021	$178M	$0	4	4	0	n/a	n/a
2019	Mar 30, 2020	$163M	$0	4	4	0	n/a	n/a
2018	Mar 18, 2019	$143M	$0	2	2	0	n/a	n/a
2017	Mar 29, 2018	$144M	$0	2	1	0	n/a	n/a
2016	Mar 14, 2017	$124M	$0	1	1	n/a	n/a	n/a
2015	Mar 9, 2016	$113M	$0	1	1	n/a	n/a	n/a
2014	Mar 30, 2015	$124M	$0	1	1	n/a	n/a	n/a
2013	Mar 24, 2014	$120M	$0	1	1	n/a	n/a	n/a
2012	Mar 28, 2013	$102M	$0	1	1	n/a	n/a	n/a
2011	Mar 30, 2012	$95.0M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$230M	$202M	13.6%	$178M	8.9%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAVANT WEALTH MANAGEMENT	3	Oct 4, 2024	Oct 2, 2024	FULLERTON, CA	Firm absorbed	RIA to RIA	75.0%

Relationships

Controls (2)

← KEMP, ROBERT, JAMESOwnerMEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← Kemp, Diane, COwnerMEMBER, ownership code D, individual
May 28, 2020 to presentfactForm ADV

Registered with (5)

← ROBERT JAMES KEMPAdvisorregistration: previous registration
Nov 7, 1996 to Oct 4, 2024factForm ADV
← MELISSA LYNN CLARKEAdvisorregistration: previous registration
Aug 7, 2018 to Oct 4, 2024factForm ADV
← WYATT ALEXANDER KIEDROWSKIAdvisorregistration: previous registration
May 23, 2019 to Oct 4, 2024factForm ADV
← Lauren Leigh ZunigaAdvisorregistration: previous registration
May 11, 2022 to Oct 4, 2024factForm ADV
← JAMES BRENT OSTRANDERAdvisorregistration: previous registration
Nov 9, 2004 to Aug 31, 2005factForm ADV

Moved with (1)

→ SAVANT WEALTH MANAGEMENTRegistered adviser3 advisors, firm absorbed, same day
Oct 4, 2024 to Oct 2, 2024factForm ADV

Dated events

Occurred
Oct 4, 2024
Firm absorbed
Kemp Financial Management, LLC's advisors moved to Savant Wealth Management (Fullerton, CA): 3 of 4 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Oct 4, 2024
Advisor changed firm
Wyatt Alexander Kiedrowski left Kemp Financial Management, Llc for Savant Wealth Management (registered 2024-10-01)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2024
Advisor changed firm
Melissa Lynn Clarke left Kemp Financial Management, Llc for Savant Wealth Management (registered 2024-10-01)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2024
Advisor changed firm
Lauren Leigh Zuniga left Kemp Financial Management, Llc for Savant Wealth Management (registered 2024-10-02)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2024
Advisor changed firm
Robert James Kemp left Kemp Financial Management, Llc for Sentra Securities Corporation (registered 1998-11-30)
Form ADVobserved 6 days ago
Occurred
May 28, 2020
Control person joined
C Diane Kemp (Member) appeared on Schedule A of Kemp Financial Management, Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be656f59-4ac9-8b62-dd91-d2f8f569d0d4
First observed: Mar 30, 2012
Last observed: Mar 27, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEMP FINANCIAL MANAGEMENT, LLC

CRD 112127

FULLERTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be656f59-4ac9-8b62-dd91-d2f8f569d0d4

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Kemp, Diane, C

Member

yes

04/2001

May 28, 2020

Mar 27, 2024

KEMP, ROBERT, JAMES

MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

04/2001

Mar 30, 2012

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 27, 2024

$230M

n/a

2022

Mar 28, 2023

$202M

n/a

2021

Mar 30, 2022

$222M

n/a

2020

Mar 31, 2021

$178M

n/a

2019

Mar 30, 2020

$163M

n/a

2018

Mar 18, 2019

$143M

n/a

2017

Mar 29, 2018

$144M

n/a

2016

Mar 14, 2017

$124M

n/a

2015

Mar 9, 2016

$113M

n/a

2014

Mar 30, 2015

$124M

n/a

2013

Mar 24, 2014

$120M

n/a

2012

Mar 28, 2013

$102M

n/a

2011

Mar 30, 2012

$95.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$230M

$202M

13.6%

$178M

8.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAVANT WEALTH MANAGEMENT

Oct 4, 2024

Oct 2, 2024

FULLERTON, CA

Firm absorbed

RIA to RIA

75.0%