This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LOOP CAPITAL MARKETS LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Aug 1, 2007

Dual registered

yes, broker-dealer

IAPD individual key

3140710

Graph

RIA / Wealth Management

Canonical id

dfx:ria:be7a4c55-7640-9e59-ad1f-d1345ef6653b

First observed

Aug 1, 2007

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.