DFX Intelligence

A•••••• E•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

A•••••• E•••••• B••••••

Advisor at B••••• P••••• A•••••••• L••

Larkspur, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:be8718cd-0de3-f513-6fc9-6ac0759fbc6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jul 18, 2025	n/a	yes	NEWPORT BEACH, CA\|Larkspur, CA	Current employment
W••••••• W••••• P•••••••	Former SEC adviser	Jun 15, 2009	Jul 8, 2025	no	SAN FRANCISCO, CA\|MILL VALLEY, CA\|San Francisco, CA\|San Francisco, CA\|Sausalito, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• W••••• P•••••••	B••••• P••••• A•••••••• L••	Jul 8, 2025	Jul 18, 2025	10	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
131155:119290:CA:2025-07-08	Jul 8, 2025	Jul 18, 2025	SAUSALITO, CA	Firm change

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jul 18, 2025 to presentfactForm ADV
→ W••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jun 15, 2009 to Jul 8, 2025factForm ADV

Dated events

Occurred
Jul 8, 2025
Advisor changed firm
A•••••• E•••••• B•••••• left W••••••• W••••• P••••••• for B••••• P••••• A•••••••• L•• (registered 2025-07-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be8718cd-0de3-f513-6fc9-6ac0759fbc6a
First observed: Jun 15, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.