DFX Intelligence

Data Factory

RIA / WealthAdvisor37 years in industry

Scott Michael Rich

Advisor at HUNTLEIGH ADVISORS, INC.

ST. LOUIS, MO | St. Louis, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be8a318a-46b0-606c-de11-63e06929326e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Apr 5, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Scott Michael Rich

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTLEIGH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 6
Exams: S65|S63
First exam: Jul 6, 1989
First registration: Apr 5, 2000
Dual registered: no
IAPD individual key: 1958291

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTLEIGH ADVISORS, INC.	Bd affiliated wealth	Sep 7, 2016	n/a	yes	St. Louis, MO\|ST. LOUIS, MO	Current employment
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Jan 6, 2003	Feb 3, 2014	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
MINDSHARE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 5, 2000	Sep 28, 2016	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MINDSHARE CAPITAL MANAGEMENT, LLC	B RILEY WEALTH MANAGEMENT	Sep 28, 2016	Jan 6, 2003	-5,014	Firm change after gap	Other
B RILEY WEALTH MANAGEMENT	HUNTLEIGH ADVISORS, INC.	Feb 3, 2014	Sep 7, 2016	947	Firm change after gap	Other

Relationships

Registered with (3)

→ HUNTLEIGH ADVISORS, INC.Registered adviserregistration: current employment
Sep 7, 2016 to presentfactForm ADV
→ MINDSHARE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 5, 2000 to Sep 28, 2016factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 6, 2003 to Feb 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be8a318a-46b0-606c-de11-63e06929326e
First observed: Apr 5, 2000
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Scott Michael Rich

Advisor at HUNTLEIGH ADVISORS, INC.

ST. LOUIS, MO | St. Louis, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be8a318a-46b0-606c-de11-63e06929326e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HUNTLEIGH ADVISORS, INC.

Bd affiliated wealth

Sep 7, 2016

n/a

yes

St. Louis, MO|ST. LOUIS, MO

Current employment

B RILEY WEALTH MANAGEMENT

Former SEC adviser

Jan 6, 2003

Feb 3, 2014

ST. LOUIS, MO|ST. LOUIS, MO

Previous registration

MINDSHARE CAPITAL MANAGEMENT, LLC

Former SEC adviser

Apr 5, 2000

Sep 28, 2016

ST. LOUIS, MO|ST. LOUIS, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MINDSHARE CAPITAL MANAGEMENT, LLC

B RILEY WEALTH MANAGEMENT

Sep 28, 2016

Jan 6, 2003

-5,014

Firm change after gap

Other

B RILEY WEALTH MANAGEMENT

HUNTLEIGH ADVISORS, INC.

Feb 3, 2014

Sep 7, 2016

947

Firm change after gap

Other