DFX Intelligence

S•••••• W••••• M••••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

S•••••• W••••• M••••••••• G•••• L••

CRD 309612

PARKER, CO

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Search this name across graphsid dfx:ria:be8f3925-2cae-19fc-ea1a-19c848521c00

Data as of Feb 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2024 to Feb 6, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 309612
Filings on the tape: 1
First filed: Feb 6, 2024

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N•••• S••••••	n/a	COLORADO SPRINGS, CO \| Parker, CO \| CAMPBELL, CA \| PARKER, CO \| PANAMA CITY BEACH, FL	18	20	3	yes

Relationships

Registered with (1)

← N•••• S••••••Advisorregistration: previous registration
Sep 29, 2020 to Dec 31, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be8f3925-2cae-19fc-ea1a-19c848521c00
First observed: Feb 6, 2024
Last observed: Feb 6, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.