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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant31 years in industry

THOMAS HUEY RUGGIE

Advisor at DESTINY WEALTH PARTNERS, LLC

TAVARES, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 11, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DESTINY WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 26, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Jun 26, 1995
First registration: Aug 11, 1995
Dual registered: no
Other names: TOM RUGGIE
IAPD individual key: 2193305

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DESTINY FAMILY OFFICE	Independent wealth	Sep 22, 2025	n/a	yes	TAVARES, FL	Current employment
DESTINY WEALTH PARTNERS, LLC	Independent wealth	Aug 1, 2014	n/a	yes	TAVARES, FL	Current employment
CWM, LLC	Bd affiliated wealth	Jul 11, 2018	Jul 1, 2020	no	Tavares, FL\|OMAHA, NE	Previous registration
ASSET ADVISORS OF AMERICA, LLC	Former SEC adviser	Dec 19, 2013	Nov 19, 2020	no	LONGWOOD, FL	Previous registration
401K GENERATION	Independent wealth	Nov 8, 2010	Jun 10, 2014	no	TAVARES, FL	Previous registration
RUGGIE WEALTH MANAGEMENT	Former SEC adviser	Jul 31, 2008	Jan 7, 2021	no	TAVARES, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 13, 2004	Jun 9, 2009	no	TAVARES, FL\|ORLANDO, FL\|EUSTIS, FL	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Aug 11, 1995	May 28, 2004	no	TAVARES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RUGGIE WEALTH MANAGEMENT	401K GENERATION	Jan 7, 2021	Nov 8, 2010	-3,713	Firm change after gap	Other
ASSET ADVISORS OF AMERICA, LLC	DESTINY WEALTH PARTNERS, LLC	Nov 19, 2020	Aug 1, 2014	-2,302	Firm change after gap	Other
CWM, LLC	DESTINY FAMILY OFFICE	Jul 1, 2020	Sep 22, 2025	1,909	Firm change after gap	Ibd to new firm
401K GENERATION	ASSET ADVISORS OF AMERICA, LLC	Jun 10, 2014	Dec 19, 2013	-173	Firm change after gap	Other
LPL FINANCIAL LLC	RUGGIE WEALTH MANAGEMENT	Jun 9, 2009	Jul 31, 2008	-313	Firm change after gap	Other
WS GRIFFITH SECURITIES, INC.	LPL FINANCIAL LLC	May 28, 2004	May 13, 2004	-15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145595:154279:FL:2021-01-07	Jan 7, 2021	Nov 8, 2010	TAVARES, FL	Firm change after gap

Relationships

Registered with (8)

→ DESTINY FAMILY OFFICERegistered adviserregistration: current employment
Sep 22, 2025 to presentfactForm ADV
→ DESTINY WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Aug 1, 2014 to presentfactForm ADV
→ RUGGIE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 31, 2008 to Jan 7, 2021factForm ADV
→ ASSET ADVISORS OF AMERICA, LLCRegistered adviserregistration: previous registration
Dec 19, 2013 to Nov 19, 2020factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Jul 11, 2018 to Jul 1, 2020factForm ADV
→ 401K GENERATIONRegistered adviserregistration: previous registration
Nov 8, 2010 to Jun 10, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 13, 2004 to Jun 9, 2009factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Aug 11, 1995 to May 28, 2004factForm ADV

Dated events

No dated event names this entity yet.