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Advisor at J.P. MORGAN SECURITIES LLC
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 8, 2021 | n/a | yes | San Diego, CA | Current employment |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Nov 15, 2018 | Jun 30, 2021 | no | SAN DIEGO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 24, 2014 | Oct 17, 2018 | no | SAN DIEGO, CA|MINNEAPOLIS, MN|MINNEAPOLIS, MN|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | J.P. MORGAN SECURITIES LLC | Jun 30, 2021 | Jul 8, 2021 | 8 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | U.S. BANCORP ADVISORS, LLC | Oct 17, 2018 | Nov 15, 2018 | 29 | Firm change | Wirehouse to ibd |