This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CARRERA CAPITAL ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Oct 16, 2021

First registration

Jun 9, 2022

Dual registered

no

Other names

Dan Richmond|Daniel Richmond

IAPD individual key

7249094

• Occurred

  Jan 31, 2025
  Advisor changed firm

  Daniel Richmond left Oneamerica Securities, Inc. for Carrera Capital Advisors (registered 2025-01-13)

  Form ADVobserved 6 days ago
• Occurred

  Jun 6, 2023
  Advisor changed firm

  Daniel Richmond left Mml Investors Services, Llc for Oneamerica Securities, Inc. (registered 2023-06-26)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:be98a149-85af-ee2e-05b6-4f739eb6ef16

First observed

Jun 9, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.