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A••• R•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

A••• R•••••• S••••••••

Advisor at R••••••• W••••• A•••••••

FAIRVIEW PARK, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be9f41a2-0add-1131-59bb-e52036427a7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• A•••••••	Independent wealth	Jul 10, 2018	n/a	yes	FAIRVIEW PARK, OH	Current employment
C••••• A••••••• L••	Former SEC adviser	Dec 3, 2013	Jan 28, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	R••••••• W••••• A•••••••	Jan 28, 2021	Jul 10, 2018	-933	Firm change after gap	Ibd to RIA
N•• E•••••• S••••••••• C•••••••••	C••••• A••••••• L••	Dec 5, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10299:297122:OH:2021-01-28	Jan 28, 2021	Jul 10, 2018	FAIRVIEW PARK, OH	Firm change after gap

Relationships

Registered with (4)

→ R••••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 10, 2018 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Dec 3, 2013 to Jan 28, 2021factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 9, 2009 to Dec 5, 2013factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be9f41a2-0add-1131-59bb-e52036427a7f
First observed: Jul 13, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.