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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HOLLADAY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 30, 2019 | n/a | yes | HOLLADAY, UT | Current employment |
| FIRST WESTERN ADVISORS | Former SEC adviser | Aug 26, 2005 | Sep 27, 2019 | no | HOLLADAY, UT|SALT LAKE CITY, UT | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 28, 2002 | Aug 29, 2005 | no | MIDVALE, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST WESTERN ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 27, 2019 | Sep 30, 2019 | 3 | Firm change | RIA to ibd |
| MORGAN STANLEY DW INC. | FIRST WESTERN ADVISORS | Aug 29, 2005 | Aug 26, 2005 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13623:149018:UT:2019-09-27 | Sep 27, 2019 | Sep 30, 2019 | SALT LAKE CITY, UT | Firm change |