DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Michael R Teller

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Dublin, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bebc07d8-d214-9b94-af4d-f60c2c2d1e76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 17, 2004
First registration: Nov 18, 2004
Dual registered: yes, broker-dealer
Other names: MICHAEL ROBERT TELLER|Mike Teller
IAPD individual key: 2708547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 7, 2023	n/a	yes	Dublin, OH	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 27, 2022	Sep 6, 2023	no	COLUMBUS, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 19, 2022	no	DETROIT, MI\|DETROIT, MI\|FARMINGTON HILLS, MI\|AUBURN HILLS, MI\|NORTHVILLE, MI\|NOVI, MI\|HIGHLAND, MI\|WATERFORD, MI\|CLARKSTON, MI\|OXFORD, MI\|PLYMOUTH, MI\|WATERFORD, MI\|OXFORD, MI\|WIXOM, MI\|WHITE LAKE, MI\|NORTHVILLE, MI\|NORTHVILLE, MI\|NOVI, MI\|NORTHVILLE, MI\|NEW HUDSON, MI\|WHITE LAKE, MI\|PLYMOUTH, MI\|FARMINGTON, MI\|PONTIAC, MI\|WATERFORD, MI\|LIVONIA, MI\|PONTIAC, MI\|ORION TOWNSHIP, MI\|WIXOM, MI\|SOUTH LYON, MI\|WATERFORD, MI\|FARMINGTON HILLS, MI\|COLUMBUS, OH\|Columbus, OH\|Columbus, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Oct 1, 2012	no	AUBURN HILLS, MI\|FARMINGTON HILLS, MI\|DETROIT, MI\|DETROIT, MI\|WATERFORD, MI\|AUBURN HILLS, MI\|SOUTH LYON, MI\|WIXOM, MI\|ORION TOWNSHIP, MI\|PONTIAC, MI\|LIVONIA, MI\|WATERFORD, MI\|PONTIAC, MI\|FARMINGTON, MI\|PLYMOUTH, MI\|WHITE LAKE, MI\|NEW HUDSON, MI\|NORTHVILLE, MI\|NOVI, MI\|NORTHVILLE, MI\|NORTHVILLE, MI\|WHITE LAKE, MI\|WIXOM, MI\|OXFORD, MI\|WATERFORD, MI\|PLYMOUTH, MI\|CLARKSTON, MI\|OXFORD, MI\|CLARKSTON, MI\|WATERFORD, MI\|NOVI, MI\|HIGHLAND, MI\|WATERFORD, MI\|OAKLAND TOWNSHIP, MI\|FARMINGTON HILLS, MI\|LIVONIA, MI\|LIVONIA, MI\|NOVI, MI\|NOVI, MI\|NORTHVILLE, MI\|NORTHVILLE, MI\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Nov 18, 2004	Jul 6, 2005	no	NORTHVILLE, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Sep 6, 2023	Sep 7, 2023	1	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	UBS FINANCIAL SERVICES INC.	Aug 19, 2022	Jul 27, 2022	-23	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Sep 7, 2023 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 27, 2022 to Sep 6, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 19, 2022factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 18, 2004 to Jul 6, 2005factForm ADV

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
Michael R Teller left Ubs Financial Services Inc. for Raymond James & Associates, Inc. (registered 2023-09-07)
Form ADVobserved 6 days ago
Occurred
Aug 19, 2022
Advisor changed firm
Michael R Teller left J.P. Morgan Securities Llc for Ubs Financial Services Inc. (registered 2022-07-27)
Form ADVobserved 6 days ago