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CRD 150350
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LIGHTSTONE CAPITAL MANAGEMENT | Owner | E | yes | 04/2009 | Mar 28, 2012 | Apr 1, 2015 |
| LIGHTSTONE, JOHN, BERNARD | Owner | D | yes | 04/2009 | Mar 28, 2012 | Apr 1, 2015 |
| LIGHTSTONE, JOHN, BERNARD | PRESIDENT AND CHIEF COMPLIANCE OFFICER | Na | yes | 05/2009 | Mar 28, 2012 | Apr 1, 2015 |
| THE LIGHTSTONE TRUST | Owner | C | yes | 09/1998 | Mar 31, 2014 | Apr 1, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Apr 1, 2015 | $29.9M | $29.9M | 2 | 2 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $37.6M | $37.6M | 3 | 2 | n/a | n/a | n/a |
| 2012 | Mar 21, 2013 | $40.4M | $40.4M | 3 | 2 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $43.3M | $43.3M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $29.9M | $37.6M | -20.6% | $43.3M | -11.6% | 2 | 3 | n/a | n/a |