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Advisor at NORTHROCK PARTNERS, LLC
Raleigh, NC | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHROCK PARTNERS, LLC | Independent wealth | Aug 4, 2023 | n/a | yes | Raleigh, NC|MINNEAPOLIS, MN | Current employment |
| CURI CAPITAL | Former SEC adviser | Sep 17, 2019 | Aug 4, 2023 | no | Raleigh, NC | Previous registration |
| CURI CAPITAL | Former SEC adviser | Aug 16, 2016 | Jun 24, 2019 | no | RALEIGH, NC | Previous registration |
| MORGAN STANLEY | Wirehouse | Dec 9, 2011 | Aug 17, 2016 | no | RALEIGH, NC|Raleigh, NC | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Aug 12, 2009 | Dec 13, 2011 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CURI CAPITAL | NORTHROCK PARTNERS, LLC | Aug 4, 2023 | Aug 4, 2023 | 0 | Firm change | RIA to RIA |
| MORGAN STANLEY | CURI CAPITAL | Aug 17, 2016 | Aug 16, 2016 | -1 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | MORGAN STANLEY | Dec 13, 2011 | Dec 9, 2011 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:281133:NC:2016-08-09 | Aug 17, 2016 | Aug 16, 2016 | RALEIGH, NC | Firm change |