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J•••• M•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

J•••• M•••••• F••••••

Advisor at L•• F•••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 9, 2020	n/a	yes	RED BANK, NJ\|SOUTHPORT, NC\|HAZLET, NJ	Current employment
T••••• F•••••••• P••••••• G•••• I•••	n/a	Dec 10, 2015	Feb 29, 2020	no	RED BANK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• F•••••••• P••••••• G•••• I•••	L•• F•••••••• L••	Feb 29, 2020	Jan 9, 2020	-51	Firm change after gap	Other
R••••• J• O•••••••• • A•••••••••	T••••• F•••••••• P••••••• G•••• I•••	Dec 18, 2015	Dec 10, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
281790:6413:NJ:2020-02-29	Feb 29, 2020	Jan 9, 2020	RED BANK, NJ	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 9, 2020 to presentfactForm ADV
→ T••••• F•••••••• P••••••• G•••• I•••Registered adviserregistration: previous registration
Dec 10, 2015 to Feb 29, 2020factForm ADV
→ R••••• J• O•••••••• • A•••••••••Registered adviserregistration: previous registration
Oct 29, 2002 to Dec 18, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 29, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.