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Advisor at HERMOSA CAPITAL MANAGEMENT, LLC
HERMOSA BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HERMOSA CAPITAL MANAGEMENT, LLC | State registered | Jan 3, 2025 | n/a | yes | HERMOSA BEACH, CA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 15, 2005 | Dec 31, 2006 | no | LOS ANGELES, CA|HERMOSA BEACH, CA|HERMOSA BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | HERMOSA CAPITAL MANAGEMENT, LLC | Dec 31, 2006 | Jan 3, 2025 | 6,578 | Firm change after gap | Other |