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Reading the graph
Advisor at LPL FINANCIAL LLC
Topeka, KS | TOPEKA, KS | EATONTOWN, NJ | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 1, 2024 | n/a | yes | TOPEKA, KS|SAN DIEGO, CA|Topeka, KS|EATONTOWN, NJ | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 15, 2018 | Oct 5, 2022 | no | TOPEKA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Oct 5, 2022 | Jul 1, 2024 | 635 | Firm change after gap | Ibd to ibd |