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Reading the graph
Advisor at MORGAN STANLEY
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 16, 2021 | n/a | yes | San Francisco, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 15, 2016 | Jul 8, 2021 | no | SAN MATEO, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | May 28, 2013 | Dec 16, 2015 | no | Menlo Park, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 30, 2000 | Feb 11, 2013 | no | PALO ALTO, CA|PALO ALTO, CA|PALO ALTO, CA|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jul 8, 2021 | Jul 16, 2021 | 8 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Dec 16, 2015 | Jan 15, 2016 | 30 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Feb 11, 2013 | May 28, 2013 | 106 | Firm change | Wirehouse to wirehouse |